Email Disclaimer


Legal Notice and Disclaimer: Rock Lake Advisors GmbH, domiciled in Zug, Switzerland, (“Rock Lake”) is affiliated with the Ombudsman’s office FINOS according to the Swiss Financial Services Act (“FinSA”). The directors of Rock Lake are registered as Client Advisors with BX Swiss AG pursuant to Art. 22 FinSA. This email and contained information is provided to the recipient on a confidential basis and solely to professional clients according to Art. 4 Para. 3 and Art. 5 Para. 1 FinSA (the “Client”) and shall not be disclosed or transmitted directly or modified in any way to any third party without the prior written consent of Rock Lake.

Any investment material contained herein has been prepared by the investment initiator for the purpose of providing background information to selected insitutional or qualified investors, or potential business partners. Rock Lake has no corporate connection to the investment initiator. It is the investment initiator’s responsibility to ensure legal compliance with all applicable regulations related to the financial instrument. The financial instruments referenced in this email are not permitted for provision (including soliciting, offering and/or distribution) of any kind to retail clients (including private clients) in or outside Switzerland and may only and exclusively be provided to institutional and professional investors (including qualified investors) by Rock Lake according to the applicable Swiss laws. Rock Lake assumes no responsibility for such information and has relied on such information being complete and accurate in all material, formal and legal respects. Rock Lake assumes no liability for this information being accurate, complete or up to date. No investment should be considered or made without reading the corresponding fund agreement or legal prospectus, subscription documents, annual report, articles of association, and all other documents as applicable and required by local legislation and regulations in the jurisdictions or countries in which the respective financial instrument is licensed, approved or registested. Past performance is not an indication of future return. In no event, including (without limitation) negligence, will Rock Lake or any of its subsidiaries or employees be liable for any loss or damage of any kind, including (without limitation) any direct, indirect or consequential damages, even if not expressly advised of the possibility of such damages, arising out of or in connection with any information contained in this email. Neither the email nor the information contained herein should be construed as legal, tax or any other form of advice, other than explicitely agreed between Rock Lake and the Client. This email alone does not represent provision of financial services.

Unauthorized reading, distribution, copying or other use of this communication is prohibited and may be unlawful. If you received it in error, please inform Rock Lake Advisors immediately by return email and delete the email and any attached information. Rock Lake Advisors does not guarantee the integrity of any emails or attached files and is not responsible for any changes made to them by any other person. Although it has been checked for viruses and other malicious software ("malware"), Rock Lake Advisors does not warrant, represent or guarantee in any way that this communication is free of malware or potentially damaging defects and has not been intercepted and interfered with during transmission. All liability for any actual or alleged loss, damage, or injury arising out of or resulting in any way from the receipt, opening or use of this email is expressly disclaimed.

United Kingdom

Disclaimer: Rock Lake Advisors UK is a trading name of Frank Investments Limited who is authorised and regulated by the Financial Conduct Authority (FRN 627697). This email communication is for informational purposes only. It is not intended as an offer or solicitation for the purchase or sale of any financial instrument or as an official confirmation of any transaction. Opinions, estimates and assumptions expressed herein are made as of the date of this communication and are subject to change without notice. This email communication has been prepared based upon information, including market prices, data and other information, believed to be reliable; however, the sender of this email (“Sender”) does not warrant its completeness or accuracy. All market prices and market data contained in or attached to this email are indicative and subject to change without notice, and any views or opinions presented are solely those of the author and may not reflect the views of Sender. Sender does not accept or assume any liability, responsibility or duty of care for any use of or reliance on this e-mail by anyone, other than the intended recipient to the extent agreed in the relevant contract for the matter to which this e-mail relates (if any).

Confidentiality and Security Notice: This transmission may contain information that is privileged, confidential, legally privileged, and/or exempt from disclosure under applicable law. If you are not the intended recipient, you are hereby notified that any disclosure, copying, distribution, or use of the information contained herein (including any reliance thereon) strictly prohibited. If you received this transmission in error, please immediately contact Sender and destroy the material in its entirety, whether in electronic or hard copy format.

Rock Lake Advisors (UK) Ltd is a private limited company registered in England and Wales, registered number 13055329, with registered office, 50 Seymour Street, London, W1H 7JG. Rock Lake Advisors UK is a trading name of Frank Investments Limited who is authorised and regulated by the Financial Conduct Authority (FRN 627697).